AM
Alan J. Mendlowitz
GWN SECURITIES
BRIDGEWATER, NJ 08807
Some features on this profile are disabled
CRD#: 6103486
AM
Professional summary
Alan Jay Mendlowitz, who also goes by Alan Mendlowitz, Alan J Mendlowitz, is a registered financial advisor currently at GWN SECURITIES INC. located in Bridgewater, New Jersey.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Alan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan Mendlowitz | Alan J Mendlowitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PROPERTY AND CASUALTY INSURANCE AND FIXED ANNUITIES POSITION: Agent NATURE: Property and Casualty Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2017 ADDRESS: 5 Wayne Rd, SPRING VALLEY NY 10977 DESCRIPTION: Solicit sales/quote requests from individuals. WISE MEN INSURANCE SERVICES, INC. POSITION: President NATURE: Property and Casualty Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 05/22/2017 ADDRESS: 5 Wayne Road, Spring Valley NY 10977, United States DESCRIPTION: Find prospects/clients to help grow the business and then hand off to partner. MADISON BROKERAGE POSITION: broker NATURE: insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2017 ADDRESS: 65 Madison Ave, Morristown NJ 07960, United States DESCRIPTION: solicit/quote/write/deliver insurance policies. MAGELLAN FINANCIAL POSITION: n/a NATURE: When I want their access and back office to help me with a life or annuity case. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 1315 SW Arrowhead Rd., Topeka KS 66604, United States DESCRIPTION: When I want their access and back office to help me with a life or annuity case. AMASS WEALTH LLC POSITION: President DATE: 03/29/2022 ADDRESS: 5 Wayne Rd., Spring Valley, NY 10977 DESCRIPTION: Not Investment Related,,Fixed Insurance, hours per month,10 hours per month during trading hours,Commission Compensation,"Entity set up to have my fixed - Life, DI, LTC, and Annuity Commissions be paid to. INSURANCE NETWORK AMERICA - SIMPLICITY Is Not Investment Related, When I want their access and back office to help me with a life or annuity case, N/A,2022-02-01,1 hours per month,1 hours per month during trading hours, Commission Compensation, When I want their access and back office to help me with a life or annuity case ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2016-12-30,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Jay Mendlowitz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alan Jay Mendlowitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2017 - Present
GWN SECURITIES INC.
Office #1: 1011 Route 22 Suite 104, Bridgewater, NJ 08807RIA
BD
CRD#: 128929
BRIDGEWATER, NJ
Current
January 6, 2017 - Present
GWN SECURITIES INC.
Office #1: 1011 Route 22 Suite 104, Bridgewater, NJ 08807RIA
BD
CRD#: 128929
BRIDGEWATER, NJ
Past
February 13, 2015 - January 9, 2017
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
PARAMUS, NJ
Past
February 13, 2014 - January 9, 2017
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
PARAMUS, NJ
Past
August 13, 2012 - January 10, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(1/6/2017)
IAR
New Jersey(1/10/2017)
RR
New York(1/6/2017)
RR
Pennsylvania(5/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
