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RZ

Rafael Ignacio Zamora Leon

CRD# 6102857·Registered 2017 - 2025
Previously Registered: Being a previously registered professional could mean that Rafael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rafael Ignacio Zamora Leon, who also goes by Rafael Rafael Zamora Leon, was a registered financial advisor. Rafael was a previously registered financial professional and started their career in finance 2017 - 2025. Rafael had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rafael Rafael Zamora Leon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

NUMA·CRD# 164602
RIA
Miami, FL
November 1, 2017 - December 31, 2025

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Current Firm

NU
NUMA

NUMA | NUMA AMERICAS CORP.

CRD#: 164602 / SEC#: 801-76990
RIA
Registered Investment Advisory firm - SEC (8/10/2012 Approved)

Contact Information

Main Address

1200 Brickell Avenue Suite 1950, Miami, FL 33131

Phone Number

(786) 315-4824

# of Employees

10

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NUMA AMERICAS CORP (2/19/2026)

Regulatory Assets Under Management

Total Number of Accounts

195

AUM (Assets Under Management)

$192,707,560

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MANAGING DIRECTOR OF NUMA ASSET MANAGEMENT (BVI), A FOREIGN INVESTMENT ADVISER. START DATE: MAY 16, 2003. TIMES DEVOTED: 10 HOURS PER WEEK (DURING MARKET HOURS). 2. PORTFOLIO MANAGER OF NUMA INSIGNIA, SPC, NUMA DEFENDER FIXED INCOME FUND LTD, AND NUMA BRIGADIER STRATEGO LTD. NO TIME DEVOTED AS ACTIVITIES HAVE NOT COMMENCED. 3. INDIRECT OWNER OF NUMA PERU SAC. START DATE: AUGUST 6, 2003. NO INVOLVEMENT IN OPERATIONS. NO TIME DEVOTED. 4. PROFESSOR IN POST GRADUATE DEGREE IN THE MASTER OF FINANCE AND MBA PROGRAM OF UNIVERSIDAD DEL PACIFICO. NO TIME DEVOTED CURRENTLY.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NU
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NUMA | NUMA AMERICAS CORP.

CRD#: 164602 / SEC#: 801-76990
RIA
Registered Investment Advisory firm - SEC (8/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2017About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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