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RZ

Rafael I. Zamora Leon

Some features on this profile are disabled
CRD#: 6102857
RZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rafael Ignacio Zamora Leon, who also goes by Rafael Rafael Zamora Leon, was a registered financial professional .

Rafael is a previously registered financial professional and started their career in finance in 2017. Rafael had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rafael Rafael Zamora Leon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 1, 2017 - December 31, 2025

NUMA

RIA
CRD#: 164602
Miami, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NU
NUMA
NUMA | NUMA AMERICAS CORP.

CRD#: 164602 / SEC#: 801-76990

RIA
Registered Investment Advisory firm - (8/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/31/2017
Uniform Investment Adviser Law Examination

Current Firm

NU
NUMA
NUMA | NUMA AMERICAS CORP.

CRD#: 164602 / SEC#: 801-76990

RIA
Registered Investment Advisory firm - (8/10/2012 Approved)
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Contact information

Main Address
1200 Brickell Avenue Suite 1950, Miami, FL 33131
Mailing Address
Phone number
(786) 315-4824
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NUMA AMERICAS CORP (2/19/2026)

Regulatory assets under management

Total Number of Accounts195
AUM (Assets Under Management)$ 192,707,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NUMA

CRD#: 164602

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