Theresa A. Mitchell
Professional summary
Theresa Ann Mitchell, CFP®, who also goes by Theresa Lovallo, Theresa Mitchell, is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Bayonne, New Jersey.
Theresa is registered as a RR (Registered Representative) and started their career in finance in 2012. Theresa has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theresa Ann Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
July 31, 2014 - Present
WORLD INVESTMENTS, LLC
Office #1: 847 Broadway, Bayonne, NJ 07002December 5, 2012 - July 29, 2014
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2014)
Exams
FINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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