Joseph W. Christianson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph William Christianson, who also goes by Joe Christianson, Joseph William Christianson, Joseph Christianson, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2012. Joseph had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2024 - February 5, 2026
ASSUREDPARTNERS INVESTMENT ADVISORS
December 3, 2018 - February 27, 2024
KESTRA ADVISORY SERVICES, LLC
December 3, 2018 - February 27, 2024
KESTRA INVESTMENT SERVICES, LLC
March 21, 2017 - December 17, 2018
RIDGEBACK SECURITIES, LTD
May 7, 2014 - January 13, 2017
UBS FINANCIAL SERVICES INC.
May 7, 2014 - January 13, 2017
UBS FINANCIAL SERVICES INC.
February 25, 2014 - May 2, 2014
INVESCO ADVISERS, INC.
February 25, 2014 - May 2, 2014
INVESCO DISTRIBUTORS, INC.
November 13, 2012 - February 24, 2014
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 21, 2012 - February 24, 2014
BLACKROCK INVESTMENTS, LLC
Primary Firm SEC Registration
ASSUREDPARTNERS INVESTMENT ADVISORS
CRD#: 309550 / SEC#: 801-117771
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSUREDPARTNERS INVESTMENT ADVISORS
CRD#: 309550 / SEC#: 801-117771
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,759 |
| AUM (Assets Under Management) | $ 3,251,947,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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