AJ
Amy Joslin
TRANSCE3ND LLC
Scottsdale, AZ 85255
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CRD#: 6102549
AJ
Professional summary
Amy Joslin, who also goes by Amy Cothran, Amy L Joslin, is a registered financial advisor currently at TRANSCE3ND LLC located in Scottsdale, Arizona and REALTA EQUITIES, INC. located in Wilmington, Delaware.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Amy has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Cothran | Amy L Joslin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TRANSCE3ND, LLC; KYLE, TX; START: 12/2023; INVESTMENT ADVISORY SERVICES; IAR; WWW.E3WEALTH.COM; FEE BASED COMPENSATION; 10 HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) THE HOUSEHOLD ENDOWMENT MODEL 14354 N FRANK LLOYD WRIGHT BLVD STE 11 SCOTTSDALE, AZ 85260; WWW.THEHOUSEHOLDENDOWMENTMODEL.COM; REGISTERED REPRESENTATIVE; PART OF OVERALL WEALTH STRATEGIES BUISNESS; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS (3) VFO (VIRTUAL FAMILY OFFICE) ADVISORY GROUP 14354 N FRANK LLOYD WRIGHT BLVD STE 11 SCOTTSDALE, AZ 85260; SEPARATE ENTITY WITHIN WSAG "FAMILY OF COMPANIES. WWW.VFOAG.COM; REGISTERED REPRESENTATIVE; NO COMPENSATION; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Amy Joslin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2023 - Present
TRANSCE3ND LLC
Office #1: 17207 N Perimeter Drive #120, Scottsdale, AZ 85255RIA
CRD#: 317745
Scottsdale, AZ
Current
July 16, 2021 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801BD
CRD#: 23769
WILMINGTON, DE
Past
June 1, 2022 - December 20, 2023
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
Las Vegas, NV
Past
August 29, 2018 - July 21, 2021
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
LAS VEGAS, NV
Past
March 13, 2018 - July 30, 2018
EMERSON EQUITY LLC
BD
CRD#: 130032
SAN MATEO, CA
Past
February 22, 2013 - April 2, 2013
NDX TRADING, INC.
BD
CRD#: 39940
NEW BRIGHTON, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/16/2021)
RR
California(7/16/2021)
RR
Nevada(8/11/2021)
IAR
Nevada(3/27/2024)
RR
Oklahoma(6/12/2025)
IAR
Texas(9/14/2023)
RR
Washington(7/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
