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Andrei Gabriel Oros

CRD# 6102508·Registered 2012 - 2015
Previously Registered: Being a previously registered professional could mean that Andrei is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrei Gabriel Oros, who also goes by Andrei Oros, was a registered financial advisor. Andrei was a previously registered financial professional and started their career in finance 2012 - 2015. Andrei had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrei Oros

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

BLUE FIRE CAPITAL, LLC·CRD# 144831
BD
Chicago, IL
May 16, 2013 - October 6, 2015
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Chicago, IL
December 7, 2012 - April 18, 2013

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Current Firm

BF
BLUE FIRE CAPITAL, LLC

BLUE FIRE | WWW.BLUEFIRECAP.COM | BLUE FIRE CAPITAL, LLC | BLUE FIRE CAPITAL

CRD#: 144831 / SEC#: 8-67678
BD
Terminated by SEC on 10/24/2017

Contact Information

Established

Illinois since 06/04/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BF HOLDINGS I, LLCOWNS 100% OF BROKER DEALER—
KAROS, ANDREW JOHNCEO, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR OF TRADING5009482
SZKODA, RENATA KCFO, SECRETARY AND TREASURER (FINOP)5567805

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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