Callie S. Waldrop

THE WELCH GROUP

Birmingham, AL 35213

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CRD#: 6102342

Professional summary

Callie Suzanne Waldrop, CFP®, who also goes by Callie S. Jowers, is a registered financial advisor currently at THE WELCH GROUP, LLC located in Birmingham, Alabama.

Callie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Callie has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Callie S. Jowers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callie Suzanne Waldrop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

March 10, 2018 - Present

THE WELCH GROUP, LLC

Office #1: 3940 Montclair Rd Fifth Floor, Birmingham, AL 35213

RIA

CRD#: 111273

Birmingham, AL

Past

September 24, 2012 - March 15, 2018

WELCH INVESTMENTS, LLC

RIA

CRD#: 111270

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WELCH GROUP, LLC

THE WELCH GROUP, LLC | WELCH GROUP LLC

CRD#: 111273 / SEC#: 801-56254

RIA

Registered Investment Advisory firm - (2/2/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/10/2018)

IAR

Texas
(11/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2012

Uniform Investment Adviser Law Examination

Current Firm

THE WELCH GROUP, LLC

THE WELCH GROUP, LLC | WELCH GROUP LLC

CRD#: 111273 / SEC#: 801-56254

RIA

Registered Investment Advisory firm - (2/2/1999 Approved)

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Contact information

Main Address

3940 Montclair Rd Fifth Floor, Birmingham, AL 35213

Mailing Address

Phone number

(205) 879-5001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/21/2025)

Regulatory assets under management

Total Number of Accounts	4,185
AUM (Assets Under Management)	$ 3,212,010,865

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2024	Cover Page	Report
01/19/2024	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Callie S. Waldrop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callie Suzanne Waldrop's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WELCH GROUP, LLC

WELCH INVESTMENTS, LLC

Primary Firm SEC Registration

THE WELCH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2012

Current Firm

THE WELCH GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE WELCH GROUP, LLC

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