Eric Gomez
Professional summary
Eric Gomez, who also goes by Eric D Gomez, Eric Daniel Gomez, is a registered financial advisor currently at SG WEALTH MANAGERS LLC located in Scottsdale, Arizona.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Eric has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Gomez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2020 - Present
SG WEALTH MANAGERS LLC
Office #1: 7900 E Thompson Peak Pkwy Unit 104, Scottsdale, AZ 85255January 28, 2019 - July 30, 2020
J.P. MORGAN SECURITIES LLC
January 23, 2019 - July 30, 2020
J.P. MORGAN SECURITIES LLC
January 8, 2018 - June 29, 2018
USAA INVESTMENT SERVICES COMPANY
August 19, 2015 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
September 19, 2014 - June 29, 2018
USAA FINANCIAL ADVISORS, INC.
October 1, 2012 - September 17, 2014
J.P. MORGAN SECURITIES LLC
August 14, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/19/2020)
(10/9/2021)
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
SG WEALTH MANAGERS LLC
CRD#: 310597 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 179 |
| AUM (Assets Under Management) | $ 31,760,000 |
Red Flags
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