Shawn J. West

CURAFIN ADVISORS

Phoenix, AZ 85016

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CRD#: 6102066

Professional summary

Shawn Jerome West, AIF®, who also goes by Shawn Jerome Westendorf, is a registered financial advisor currently at CURAFIN ADVISORS located in Phoenix, Arizona.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Shawn has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shawn Jerome Westendorf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since February 2022, Mr. West serves as an adjunct lecturer at The Plan Sponsor University (TPSU) for course offerings to ERISA plan sponsors. The university is located at 4514 M St, Jupiter, FL 33458. He devotes approximately 2% of his time outside of securities trading hours and receives no compensation for this role.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Jerome West's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 7, 2024 - Present

CURAFIN ADVISORS

Office #1: 4747 N 5th St. Suite 410, Phoenix, AZ 85016

RIA

CRD#: 329091

Phoenix, AZ

Past

October 19, 2020 - April 30, 2024

TMD WEALTH MANAGEMENT

RIA

CRD#: 309514

SCOTTSDALE, AZ

Past

July 3, 2019 - September 30, 2020

ONE CHARLES PRIVATE WEALTH

RIA

CRD#: 286635

Scottsdale, AZ

Past

November 27, 2017 - July 1, 2019

TMD & ASSOCIATES, INC.

RIA

CRD#: 113896

SCOTTSDALE, AZ

Past

August 1, 2014 - October 31, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

PHOENIX, AZ

Past

January 15, 2013 - August 5, 2014

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURAFIN ADVISORS

CURAFIN ADVISORS | CURAFIN ADVISORS, LLC

CRD#: 329091 / SEC#: 801-129547

RIA

Registered Investment Advisory firm - (2/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/10/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CURAFIN ADVISORS

CURAFIN ADVISORS | CURAFIN ADVISORS, LLC

CRD#: 329091 / SEC#: 801-129547

RIA

Registered Investment Advisory firm - (2/22/2024 Approved)

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Contact information

Main Address

4747 N. 22nd St. Suite 410, Phoenix, AZ 85016

Mailing Address

Phone number

(480) 284-7080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CURAFIN ADVISORS ADV BROCHURE PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	81
AUM (Assets Under Management)	$ 448,430,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn J. West

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Jerome West's CRS (Customer Relationship Summary).

Certified licenses

Experience

TMD WEALTH MANAGEMENT

ONE CHARLES PRIVATE WEALTH

TMD & ASSOCIATES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

PAYCHEX SECURITIES CORPORATION

Primary Firm SEC Registration

CURAFIN ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2017

Series 63

Date: 5/20/2013

SIE

Date: 10/31/2017

Series 6

Date: 1/10/2013

Current Firm

CURAFIN ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CURAFIN ADVISORS

TRUST BUT VERIFY

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