Derek Prusa

ASPIRE WEALTH

Caledonia, MI 49316

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CRD#: 6101977

Professional summary

Derek Prusa, CFP®, who also goes by Derek Robert Prusa, is a registered financial advisor currently at ASPIRE WEALTH located in Caledonia, Michigan and ADVISOR 123 LLC located in Caledonia, Michigan.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Derek has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek Robert Prusa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ADVISOR 123 LLC; INVESTMENT RELATED; SAME OFFICE LOCATION; MANAGING PARTNER/IAR; SPENDS APPROX. 120 HRS/MTH DURING TRADING; PROVIDES SIGNALS TO OTHER INVESTMENT ADVISORS. 2. ASPIRE WEALTH; INVESTMENT RELATED; SAME OFFICE LOCATION; MANAGING MEMBER/IAR/CCO; SPENDS APPROX. 40 HRS/MTH DURING TRADING; INVESTMENT ADVISORY SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Prusa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

February 7, 2020 - Present

ASPIRE WEALTH

Office #1: 5659 N Kraft Lake Dr, Caledonia, MI 49316

RIA

CRD#: 307098

Caledonia, MI

Current

October 19, 2021 - Present

ADVISOR 123 LLC

Office #1: 5659 N Kraft Lake Dr, Caledonia, MI 49316

RIA

CRD#: 316880

Caledonia, MI

Past

July 27, 2016 - October 6, 2020

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

GRAND RAPIDS, MI

Past

July 27, 2016 - October 6, 2020

BROOKSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 153467

GRAND RAPIDS, MI

Past

October 8, 2012 - September 8, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

GRAND RAPIDS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/5/2012

General Securities Representative Examination

Current Firm

ASPIRE WEALTH

ASPIRE WEALTH | ASPIRE WEALTH ADVISORY, LLC | ASPIRE WEALTH ADVISORY | ASPIRE WEALTH ADVISORS, LLC

CRD#: 307098 / SEC#:

Michigan

Registered Investment Advisory firm - (2/6/2020 Approved)

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Contact information

Main Address

5659 N Kraft Lake Dr, Caledonia, MI 49316

Mailing Address

Phone number

(616) 828-3803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 54,802,904

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek Prusa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Prusa's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPIRE WEALTH

ADVISOR 123 LLC

BROOKSTONE WEALTH ADVISORS, LLC

BROOKSTONE ASSET MANAGEMENT, LLC

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2012

Series 7

Date: 10/5/2012

Current Firm

ASPIRE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPIRE WEALTH

TRUST BUT VERIFY

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