Seth P. Hodes

ABLE WEALTH MANAGEMENT LLC

New York, NY 10003

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CRD#: 6101880

Professional summary

Seth Philip Hodes is a registered financial advisor currently at ABLE WEALTH MANAGEMENT LLC located in New York, New York.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Seth has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Philip Hodes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2018 - Present

ABLE WEALTH MANAGEMENT LLC

Office #1: 60 E 9th Street #404, New York, NY 10003

RIA

CRD#: 298085

New York, NY

Past

August 19, 2013 - August 21, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

WALL, NJ

Past

May 17, 2013 - August 21, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

WALL, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABLE WEALTH MANAGEMENT LLC

CRD#: 298085 / SEC#: 801-128199

RIA

Registered Investment Advisory firm - (6/23/2023 Approved)

New Jersey

Registered Investment Advisory firm - (6/29/2023 Terminated)

New York

Registered Investment Advisory firm - (6/26/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/22/2018)

IAR

New York
(6/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/2013

General Securities Representative Examination

Current Firm

ABLE WEALTH MANAGEMENT LLC

CRD#: 298085 / SEC#: 801-128199

RIA

Registered Investment Advisory firm - (6/23/2023 Approved)

New Jersey

Registered Investment Advisory firm - (6/29/2023 Terminated)

New York

Registered Investment Advisory firm - (6/26/2023 Terminated)

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Contact information

Main Address

185 Route 70 Unit 105, Toms River, NJ 08755

Mailing Address

Phone number

(212) 634-7842

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-ABLE WEALTH MANAGEMENT LLC (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,139
AUM (Assets Under Management)	$ 322,074,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Seth P. Hodes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Philip Hodes's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABLE WEALTH MANAGEMENT LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ABLE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2013

SIE

Date: 8/21/2018

Series 7

Date: 5/16/2013

Current Firm

ABLE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABLE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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