Thomas L. Sherbakoff

THE NALLS SHERBAKOFF GROUP

Knoxville, TN 37922

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CRD#: 6101627

Professional summary

Thomas Lee Sherbakoff, CFP®, who also goes by Lee Sherbakoff, is a registered financial advisor currently at THE NALLS SHERBAKOFF GROUP, LLC located in Knoxville, Tennessee.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Thomas has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lee Sherbakoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lee Sherbakoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

June 23, 2014 - Present

THE NALLS SHERBAKOFF GROUP, LLC

Office #1: 9724 Kingston Pike Suite 505, Knoxville, TN 37922

RIA

CRD#: 168239

Knoxville, TN

Past

July 31, 2012 - June 20, 2014

PATRIOT INVESTMENT MANAGEMENT GROUP INC

RIA

CRD#: 112155

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE NALLS SHERBAKOFF GROUP, LLC

THE NALLS GROUP, LLC | YOUNG + SCRAPPY | THE NALLS SHERBAKOFF GROUP, LLC

CRD#: 168239 / SEC#: 801-107462

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

Tennessee

Registered Investment Advisory firm - (3/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(6/23/2014)

IAR

Texas
(10/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

THE NALLS SHERBAKOFF GROUP, LLC

THE NALLS GROUP, LLC | YOUNG + SCRAPPY | THE NALLS SHERBAKOFF GROUP, LLC

CRD#: 168239 / SEC#: 801-107462

RIA

Registered Investment Advisory firm - (3/23/2016 Approved)

Tennessee

Registered Investment Advisory firm - (3/29/2016 Terminated)

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Contact information

Main Address

9724 Kingston Pike Suite 505, Knoxville, TN 37922

Mailing Address

Phone number

(865) 691-0898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE NALLS SHERBAKOFF GROUP, LLC (4/28/2025)

Regulatory assets under management

Total Number of Accounts	835
AUM (Assets Under Management)	$ 293,694,671

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas L. Sherbakoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lee Sherbakoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE NALLS SHERBAKOFF GROUP, LLC

PATRIOT INVESTMENT MANAGEMENT GROUP INC

Primary Firm SEC Registration

THE NALLS SHERBAKOFF GROUP, LLC

State Registrations and Notice Filings

Exams

Current Firm

THE NALLS SHERBAKOFF GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE NALLS SHERBAKOFF GROUP, LLC

TRUST BUT VERIFY

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