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Steven Harry Cliadakis

Steven H. Cliadakis

ALTUM WEALTH ADVISORS
Chico, CA 95926
Some features on this profile are disabled
CRD#: 6101428
Steven Harry Cliadakis

Professional summary

Steven Harry Cliadakis, CFP®, who also goes by Steven Cliadakis, is a registered financial advisor currently at ALTUM WEALTH ADVISORS located in Chico, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Steven has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Steven Cliadakis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Harry Cliadakis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

May 17, 2019 - Present

ALTUM WEALTH ADVISORS

Office #1: 1074 E. Ave. Suite T1, Chico, CA 95926
RIA
CRD#: 301214
Chico, CA
Past

May 17, 2019 - August 12, 2019

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Chico, CA
Past

August 21, 2013 - May 20, 2019

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
CHICO, CA
Past

November 2, 2012 - May 20, 2019

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
CHICO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALTUM WEALTH ADVISORS
ALTUM WEALTH ADVISORS | BAY, CLIADAKIS & ASSOCIATES, LLC | BAY CLIADAKIS & ASSOCIATES, LLC | ALTUM WEALTH ADVISORS, LLC

CRD#: 301214 / SEC#: 801-132234

RIA
Registered Investment Advisory firm - (3/21/2025 Approved)
California
Registered Investment Advisory firm - (4/23/2025 Terminated)
Texas
Registered Investment Advisory firm - (3/24/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/20/2019)
IAR
Texas
(5/17/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/28/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/2012
General Securities Representative Examination

Current Firm

AW
ALTUM WEALTH ADVISORS
ALTUM WEALTH ADVISORS | BAY, CLIADAKIS & ASSOCIATES, LLC | BAY CLIADAKIS & ASSOCIATES, LLC | ALTUM WEALTH ADVISORS, LLC

CRD#: 301214 / SEC#: 801-132234

RIA
Registered Investment Advisory firm - (3/21/2025 Approved)
California
Registered Investment Advisory firm - (4/23/2025 Terminated)
Texas
Registered Investment Advisory firm - (3/24/2025 Terminated)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1074 E. Ave. Suite T1, Chico, CA 95926
Mailing Address
Phone number
(530) 924-0110
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/9/2026)
FORM ADV PART 2B - BROCHURE SUPPLEMENT - STEVEN CLIADAKIS (3/9/2026)
FORM ADV PART 2B - BROCHURE SUPPLEMENT - MISTE CLIADAKIS (3/9/2026)

Regulatory assets under management

Total Number of Accounts421
AUM (Assets Under Management)$ 135,010,107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTUM WEALTH ADVISORS

CRD#: 301214Chico, CA 95926

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