Steven H. Cliadakis
ALTUM WEALTH ADVISORS
Chico, CA 95926
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CRD#: 6101428
Professional summary
Steven Harry Cliadakis, CFP®, who also goes by Steven Cliadakis, is a registered financial advisor currently at ALTUM WEALTH ADVISORS located in Chico, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Steven has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Cliadakis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) OSHER LIFELONG LEARNING INSTITUTE AT CSU, CHICO; CURRICULUM COMMITTEE MEMBER AND VOLUNTEER INSTRUCTOR; EDUCATION/TEACHING: NO B/D SPECIFIC PRODUCTS OR STRATEGIES DISCUSSED.; START DATE 8/23/2013; 16 HOURS PER MONTH
2.) BAY CLIADAKIS & ASSOCIATES; INVESTMENT RELATED; 1074 EAST AVE, SUITE T1 CHICO CA 95926; LLC WE CONDUCT INVESTMENT BUSINESS THROUGH, USING DBA ALTUM WEALTH ADVISORS; PARTNER; 05/2012; 160 HOURS/MO; 120/MO TRADING HOURS; ACCOUNTING, BANKING TAXES AND COMMISSION
3.) ALTUM WEALTH ADVISORS; INVESTMENT RELATED; 1074 EAST AVENUE, SUITE T1 CHICO CA 95926; REGISTERED INVESTMENT ADVISOR; PARTNER; 05/17/2019; 100 HOURS/MO; 100 TRADING HOURS/MO; OFFERING ADVISORY SERVICES FOR A FEE
4.) RENTAL; NOT INVESTMENT RELATED; ONE LETTERMAN DR, BLD C STE C3-027 SAN FRANCISCO CA, 94129; RENTAL INCOME; LEASOR; 03/2015; 1 HOUR/MO; 1 TRADING HOUR/MO; SUBLEASE OFFICE SPACE TO OFFSET RENT.
5.) ANNUAL FINANCIAL PLANNING DAYS (CHICO AND SAN FRANCISCO); INVESTMENT RELATED; VARIOUS LOCATIONS; CONSULTANT; VOLUNTEER CFP; 03/2016; 3 HOURS/MO; 0 TRADING HOURS/MO; CFP FINANCIAL PLANNING DAY, PRO BONO WORK, MEET PEOPLE AND PROVDE ADVICE. NO SPECIFIC PRODUCTS ARE DISCUSSED.
6.) FIXED INSURANCE BUSINESS; NOT INVESTMENT RELATED; 1074 EAST AVE STE T1; AGENT; 5/17/2019; 1 HOUR/MONTH, 1 HOUR OF WHICH IS DURING TRADING HOURS; WHEN APPROPRIATE, OFFERING FIXED INSURANCE TO CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Harry Cliadakis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
May 17, 2019 - Present
ALTUM WEALTH ADVISORS
Office #1: 1074 E. Ave. Suite T1, Chico, CA 95926RIA
CRD#: 301214
Chico, CA
Past
May 17, 2019 - August 12, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Chico, CA
Past
August 21, 2013 - May 20, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CHICO, CA
Past
November 2, 2012 - May 20, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
CHICO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALTUM WEALTH ADVISORS
ALTUM WEALTH ADVISORS | BAY, CLIADAKIS & ASSOCIATES, LLC | BAY CLIADAKIS & ASSOCIATES, LLC | ALTUM WEALTH ADVISORS, LLC
CRD#: 301214 / SEC#: 801-132234
RIA
Registered Investment Advisory firm - (3/21/2025 Approved)California
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (3/24/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/20/2019)
IAR
Texas(5/17/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ALTUM WEALTH ADVISORS
ALTUM WEALTH ADVISORS | BAY, CLIADAKIS & ASSOCIATES, LLC | BAY CLIADAKIS & ASSOCIATES, LLC | ALTUM WEALTH ADVISORS, LLC
CRD#: 301214 / SEC#: 801-132234
RIA
Registered Investment Advisory firm - (3/21/2025 Approved)California
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (3/24/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1074 E. Ave. Suite T1, Chico, CA 95926
Mailing Address
Phone number
(530) 924-0110
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 392 |
| AUM (Assets Under Management) | $ 123,937,028 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALTUM WEALTH ADVISORS
CRD#: 301214Chico, CA 95926TRUST BUT VERIFY
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