Benjamin A. Stamets
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Andrew Stamets, who also goes by Ben Stamets, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2018. Benjamin had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2018 - March 27, 2026
SAGE ROAD CAPITAL
Primary Firm SEC Registration
SAGE ROAD CAPITAL
CRD#: 164952 / SEC#: 801-113736
State Registrations and Notice Filings
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Exams
Current Firm
SAGE ROAD CAPITAL
CRD#: 164952 / SEC#: 801-113736
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 145,957,134 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 6/28/2018 |
| Texas | ERA - Withdrawn | 6/28/2018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
