AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SB

Sherrie A. Bakelar

CRD#: 6101408
Some features on this profile are disabled
SB
Sherrie Anne Bakelar

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sherrie Anne Bakelar was a registered financial professional .

Sherrie is a previously registered financial professional and started their career in finance in 2013. Sherrie had worked at 1 firm and has passed the SIE, Series 52, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 9, 2013 - July 20, 2022

BRUCE A. LEFAVI SECURITIES, INC.

BD
CRD#: 10684
SALT LAKE CITY, UT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


BA
BRUCE A. LEFAVI SECURITIES, INC.
BRUCE A. LEFAVI SECURITIES, INC. | INTERWEST FUNDING, INC. | BRUCE LEFAVI SECURITIES, INC.

CRD#: 10684 / SEC#: , 8-26943

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Loading...

Contact information


Main Address
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
Mailing Address
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
Phone number
(801) 486-9000
Established
Utah since 11/12/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ENTERLINE, STUARTPRESIDENT & CHIEF COMPLIANCE OFFICER6828729
GREENBURG, JAY VANDEPUTY COMPLIANCE OFFICER6153353

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRUCE A. LEFAVI SECURITIES, INC.

CRD#: 10684

TRUST BUT VERIFY

Monitor Sherrie Bakelar

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.