Richard Nerland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Nerland, who also goes by Richard Douglas Chalmers Nerland, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2012. Richard had worked at 4 firms and has passed the Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2019 - September 24, 2024
CITADEL SECURITIES LLC
December 11, 2019 - September 24, 2024
CITADEL SECURITIES INSTITUTIONAL LLC
December 8, 2017 - June 6, 2019
OLD MISSION MARKETS LLC
November 2, 2012 - June 6, 2019
OLD MISSION CAPITAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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