Arthur J. Winston
Professional summary
Arthur Jacob Winston III, CFP®, who also goes by Arthur Jacob Winsson, Jay Winston, Arthur Jacob Winston, Arthur Winston, is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Seattle, Washington.
Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Arthur has worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Jacob Winston III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
November 10, 2022 - Present
COLDSTREAM WEALTH MANAGEMENT
Office #1: 1200 Westlake Ave. N Suite 900, Seattle, WA 98109November 10, 2022 - November 26, 2024
COLDSTREAM SECURITIES, INC.
May 7, 2021 - October 10, 2022
WAYFINDING FINANCIAL, LLC
March 23, 2018 - April 20, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 2018 - April 20, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2016 - March 21, 2018
VOYA FINANCIAL ADVISORS, INC.
December 1, 2015 - March 21, 2018
VOYA FINANCIAL ADVISORS, INC.
July 8, 2015 - December 9, 2015
SYMETRA SECURITIES, INC.
June 11, 2014 - July 27, 2015
PRINCIPAL SECURITIES, INC.
June 5, 2014 - July 27, 2015
PRINCIPAL SECURITIES, INC.
October 2, 2012 - June 12, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
COLDSTREAM WEALTH MANAGEMENT
CRD#: 108805 / SEC#: 801-39379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/21/2023)
(11/10/2022)
Exams
Series 7TO
Date: 7/27/2022
General Securities Representative ExaminationCurrent Firm
COLDSTREAM WEALTH MANAGEMENT
CRD#: 108805 / SEC#: 801-39379
Contact information
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,519 |
| AUM (Assets Under Management) | $ 12,438,532,202 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/27/2024 | ||
| 09/29/2023 |
Red Flags
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