BM
Brian M. Mccoy
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
New York, NY 10281
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CRD#: 6100844
BM
Professional summary
Brian Matthew Mccoy is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2012. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Elias J Cecil Gray MBR (Philadelphia, PA). Hospitality / Restaurant Server. 8 hours per week devoted to entity. (2) E Thompson Street LLC (Philadelphia, PA). Owner. The LLC will hold a rental property. 1 hour per month devoted to LLC
CRS (Client Relationship Summary) - BD
Click below to view Brian Matthew Mccoy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2025 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281BD
CRD#: 313390
New York, NY
Past
May 1, 2017 - September 5, 2025
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
NEW YORK, NY
Past
March 13, 2017 - September 5, 2025
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
October 15, 2012 - September 5, 2013
MORGAN STANLEY
RIA
CRD#: 149777
NEWTOWN, PA
Past
September 17, 2012 - September 5, 2013
MORGAN STANLEY
BD
CRD#: 149777
NEWTOWN, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2025)
RR
Alaska(9/30/2025)
RR
Arizona(9/30/2025)
RR
Arkansas(9/30/2025)
RR
California(9/30/2025)
RR
Colorado(9/30/2025)
RR
Connecticut(9/30/2025)
RR
Delaware(9/30/2025)
RR
District of Columbia(9/30/2025)
RR
Florida(9/30/2025)
RR
Georgia(9/30/2025)
RR
Hawaii(9/30/2025)
RR
Idaho(9/30/2025)
RR
Illinois(9/30/2025)
RR
Indiana(9/30/2025)
RR
Iowa(9/30/2025)
RR
Kansas(9/30/2025)
RR
Kentucky(9/30/2025)
RR
Louisiana(9/30/2025)
RR
Maine(9/30/2025)
RR
Maryland(9/30/2025)
RR
Massachusetts(9/30/2025)
RR
Michigan(9/30/2025)
RR
Minnesota(9/30/2025)
RR
Mississippi(9/30/2025)
RR
Missouri(9/30/2025)
RR
Montana(9/30/2025)
RR
Nebraska(9/30/2025)
RR
Nevada(9/30/2025)
RR
New Hampshire(9/30/2025)
RR
New Jersey(9/30/2025)
RR
New Mexico(9/30/2025)
RR
North Carolina(9/30/2025)
RR
North Dakota(9/30/2025)
RR
Ohio(9/30/2025)
RR
Oklahoma(9/30/2025)
RR
Oregon(9/30/2025)
RR
Pennsylvania(9/30/2025)
RR
Rhode Island(9/30/2025)
RR
South Carolina(9/30/2025)
RR
South Dakota(9/30/2025)
RR
Tennessee(9/30/2025)
RR
Texas(9/30/2025)
RR
Utah(9/30/2025)
RR
Vermont(9/30/2025)
RR
Virgin Islands(9/30/2025)
RR
Virginia(9/30/2025)
RR
Washington(9/30/2025)
RR
West Virginia(9/30/2025)
RR
Wisconsin(9/30/2025)
RR
Wyoming(9/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BO
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
BROOKFIELD OAKTREE DISTRIBUTORS LLC | BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC | BROOKFIELD OAKTREE WEALTH MANAGEMENT SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
225 Liberty Street 35th Floor, New York, NY 10281
Mailing Address
250 Vesey Street 15th Floor, New York, NY 10281
Phone number
(212) 549-8380
Established
Delaware since 02/04/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
