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RT

Ravi K. Tanwar

ONE GROWTH SECURITIES LLC
WILMINGTON, DE 19810
Some features on this profile are disabled
CRD#: 6100550
RT

Professional summary

Ravi Kumar Tanwar is a registered financial professional currently at ONE GROWTH SECURITIES LLC located in Wilmington, Delaware.

Ravi is registered as a RR (Registered Representative) and started their career in finance in 2012. Ravi has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 52, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ravi Kumar Tanwar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2025 - Present

ONE GROWTH SECURITIES LLC

Office #1: 3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
BD
CRD#: 310890
WILMINGTON, DE
Past

April 23, 2021 - October 17, 2025

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
Mumbai, Maharashtra,
Past

September 17, 2020 - April 2, 2021

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

January 11, 2017 - April 2, 2021

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

December 20, 2016 - April 2, 2021

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
HARYANA,
Past

July 20, 2015 - November 9, 2016

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
el segundo, CA
Past

July 20, 2015 - November 9, 2016

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA
Past

July 20, 2015 - November 2, 2017

GIRARD SECURITIES, INC.

BD
CRD#: 18697
SAN DIEGO, CA
Past

July 20, 2015 - December 3, 2019

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
BOCA RATON, FL
Past

March 4, 2014 - April 2, 2021

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

March 3, 2014 - April 2, 2021

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

August 27, 2012 - April 2, 2021

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
HARYANA,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(11/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/20/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/14/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 2/12/2018
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/24/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/25/2021
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/21/2018
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/12/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OG
ONE GROWTH SECURITIES LLC
DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: , 8-70641

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Mailing Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Phone number
(646) 389-9802
Established
New Jersey since 12/18/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONE GROWTH PORTFOLIO LLCSOLE MEMBER
ANDERSON, DIMPLECHIEF EXECUTIVE OFFICER5325435
COREY, WILLIAM JAMESCHIEF COMPLIANCE OFFICER6024760
FORTINO, ANGELINAFINOP, PFO, POO6869135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE GROWTH SECURITIES LLC

CRD#: 310890Wilmington, DE 19810

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