Craig W. Thomas

IFC ADVISORS LLC

CHARLESTON, SC 29402

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CRD#: 6099611

Professional summary

Craig W Thomas, who also goes by Craig Westley Thomas, is a registered financial advisor currently at IFC ADVISORS LLC located in Charleston, South Carolina.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Craig has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Westley Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IFC WEALTH MANAGEMENT, LLC, INVT RELATED, LOS ANGELES, CA, SUPPORT STAFF/FINANCIAL ADVISOR, START DATE 6/14/2024, 200 HRS PER MONTH, 130 HRS DURING TRADING, SUPPORT STAFF/FINANCIAL ADVISOR OF FEE-ONLY RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig W Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2024 - Present

IFC ADVISORS LLC

Office #1: 49 Immigration Street, Suite F, Charleston, SC 29402

RIA

CRD#: 332157

CHARLESTON, SC

Past

September 30, 2023 - November 11, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MOUNT PLEASANT, SC

Past

September 16, 2023 - November 11, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MOUNT PLEASANT, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IFC ADVISORS LLC

CRD#: 332157 / SEC#: 801-130735

RIA

Registered Investment Advisory firm - (7/24/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/6/2024)

IAR

South Carolina
(12/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/16/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/21/2023

Securities Industry Essentials Examination

Current Firm

IFC ADVISORS LLC

CRD#: 332157 / SEC#: 801-130735

RIA

Registered Investment Advisory firm - (7/24/2024 Approved)

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Contact information

Main Address

11601 Wilshire Blvd Suite 1725, Los Angeles, CA 90025

Mailing Address

Phone number

(310) 596-1250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFC ADVISORS FORM ADV PART 2A WRAP BROCHURE (11/5/2025)

IFC ADVISORS FORM ADV PART 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	1,901
AUM (Assets Under Management)	$ 2,336,846,478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig W. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig W Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFC ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

IFC ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2023

Series 7TO

Date: 9/16/2023

SIE

Date: 8/21/2023

Current Firm

IFC ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IFC ADVISORS LLC

TRUST BUT VERIFY

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