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Roberta L. Freitag

ERNST & YOUNG INVESTMENT ADVISERS LLP
Tampa, FL
Some features on this profile are disabled
CRD#: 6099579
RF

Professional summary

Roberta Lynn Freitag, who also goes by Bobbie Freitag, Roberta L Freitag, Roberta Freitag, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Tampa, Florida.

Roberta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Roberta has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bobbie Freitag | Roberta L Freitag | Roberta Freitag

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberta Lynn Freitag's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2017 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #2: 201 N. Franklin Street Suite 3000, Tampa, FL 33602
RIA
CRD#: 110921
Tampa, FL
Past

January 22, 2016 - February 24, 2016

GWN SECURITIES INC.

RIA
CRD#: 128929
Orlando, FL
Past

October 30, 2015 - February 24, 2016

GWN SECURITIES INC.

BD
CRD#: 128929
Orlando, FL
Past

April 20, 2015 - September 3, 2015

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
TAMPA, FL
Past

February 24, 2015 - September 3, 2015

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
TAMPA, FL
Past

October 8, 2012 - December 17, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/29/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/13/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/10/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/24/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2012
General Securities Representative Examination

Current Firm

E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)
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Contact information

Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

CRD#: 110921Tampa, FL

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