DD
Daniel E. Diaz
FINACCESS ADVISORS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6099335
DD
Professional summary
Daniel Eduardo Diaz is a registered financial advisor currently at FINACCESS ADVISORS, LLC located in Miami, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Board of Directors Member of Finaccess Value Agencia de Valores SA . Sociedad Unipersonal; Investment Related; Address: Calle Antonio Maura 8 28014, Madrid Spain. Nature of Business: Regulated Spanish Investment Adviser; Start Date: February 26th 2021; Time devoted: 2 to 3 hours a month; Duties: serve as Board Member to the entity. No compensation received. 2) Board of Directors member of Grupo Finaccess S.A.P.I. de C.V. Holding Company; Address: Av. Homero 1500 - 202, Polanco, Polanco II Secc, Miguel Hidalgo, 11540 Ciudad de M�xico, CDMX, M�xico. Nature of business: Holding Company for Finaccess Group, Start date: 9/1/2022; Time devoted: 2 hours a month; Duties: serve as Board Member to the entity. No compensation received. 3) Board of Directors member of Finaccess Filantrop�a. Address: Av. Homero 1500 - 202, Polanco, Polanco II Secc, Miguel Hidalgo, 11540 Ciudad de M�xico, CDMX, M�xico. Nature of business: Supports companies related to the development and incorporation into the labor market of people with disabilities. Start date: 11/1/2022. No compensation received.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Eduardo Diaz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2012 - Present
FINACCESS ADVISORS, LLC
Office #1: 1111 Brickell Avenue Suite 2600, Miami, FL 33131RIA
CRD#: 150697
Miami, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FINACCESS ADVISORS, LLC
FINACCESS ADVISORS, LLC
CRD#: 150697 / SEC#: 801-71013
RIA
Registered Investment Advisory firm - (12/17/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/22/2012)
Current Firm
FA
FINACCESS ADVISORS, LLC
FINACCESS ADVISORS, LLC
CRD#: 150697 / SEC#: 801-71013
RIA
Registered Investment Advisory firm - (12/17/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1111 Brickell Avenue Suite 2600, Miami, FL 33131
Mailing Address
Phone number
(305) 377-1112
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 4,021,350,321 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINACCESS ADVISORS, LLC
CRD#: 150697Miami, FL 33131TRUST BUT VERIFY
Monitor Daniel Diaz
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
