SS
Shawna L. Sklarsky
CITIZENS SECURITIES
Lower Burrell, PA 15068
Some features on this profile are disabled
CRD#: 6099292
SS
Professional summary
Shawna L Sklarsky, who also goes by Shawna L Sardone, Shawna L Sklarsky, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Lower Burrell, Pennsylvania.
Shawna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Shawna has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shawna L Sardone | Shawna L Sklarsky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NOTARY PUBLIC 2005 RTE 286 PITTSBURGH PA 15239 NOTARIZE DOCUMENTS 2-3 HOURS MONTHLY SINCE 01/03/2017
CRS (Client Relationship Summary) - RIA
Click below to view Shawna L Sklarsky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shawna L Sklarsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2017 - Present
CITIZENS SECURITIES, INC.
Office #1: 3136 Leechburg Rd, Lower Burrell, PA 15068Office #2: 837 Freeport Rd., Pittsburgh, PA 15238RIA
BD
CRD#: 39550
Lower Burrell, PA
Current
January 20, 2017 - Present
CITIZENS SECURITIES, INC.
Office #1: 3136 Leechburg Rd, Lower Burrell, PA 15068Office #2: 837 Freeport Rd., Pittsburgh, PA 15238RIA
BD
CRD#: 39550
Lower Burrell, PA
Past
September 21, 2016 - December 31, 2016
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
PITTSBURGH, PA
Past
September 21, 2016 - January 9, 2017
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
PITTSBURGH, PA
Past
January 20, 2015 - September 21, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
PITTSBURGH, PA
Past
January 20, 2015 - September 21, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Past
May 19, 2014 - January 30, 2015
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
PITTSBURGH, PA
Past
September 9, 2013 - January 30, 2015
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2025)
IAR
Alabama(1/7/2025)
RR
Florida(1/2/2020)
IAR
Florida(1/3/2020)
RR
North Carolina(1/2/2024)
IAR
North Carolina(1/10/2024)
RR
Pennsylvania(1/20/2017)
IAR
Pennsylvania(1/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/31/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
