Jonathan Daniel Sanchez
Professional Summary
Jonathan Daniel Sanchez was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2016 - 2020. Jonathan had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
KCM SECURITIES, LLC | KEYSTONE CAPITAL MARKETS
Contact Information
Main Address
20 Pacifica Suite 450, Irvine, CA 92618Mailing Address
20 Pacifica Suite 450, Irvine, CA 92618Phone Number
(949) 397-2700Established
California since 04/20/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK DOG ADVISORS LLC | OWNER | — |
| CAPE ADVISORY GROUP LLC | OWNER | — |
| CHIMNEY ROCK ADVISORS LLC | OWNER | — |
| CRIMSON CAPITAL LLC | OWNER | — |
| DJL CAPITAL, LLC | OWNER | — |
| KRAUTHAMER FAMILY TRUST | OWNER | — |
| KRAUTHAMER, RANDY GREGG | TRUSTEE OF KRAUTHAMER FAMILY TRUST | — |
| SELBY CAPITAL ADVISORS LLC | OWNER | — |
| STAFFORD PARTNERS, LLC | OWNER | — |
| TRIANGLE CAPITAL LLC | OWNER | — |
| KRAUTHAMER, RANDY GREGG | MANAGING PARTNER | 2203908 |
| LUVISA, DAVID JAMES | CCO, MANAGING DIRECTOR | 1643896 |
| SIPOSS, ALLAN ANTHONY | MANAGING PARTNER | 4298385 |
| SMITH, EDWARD MERRILL | FINOP | 3143679 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Mar 2024About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Dec 2015About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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