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JR

Jessica L. Rowald

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CRD#: 6099031
JR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jessica Leigh Rowald, who also goes by Jessica L Brown, Jessica R Brown, Jessica Rowald Brown, Jessica L Rowald, was a registered financial professional .

Jessica is a previously registered financial professional and started their career in finance in 2012. Jessica had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jessica L Brown | Jessica R Brown | Jessica Rowald Brown | Jessica L Rowald

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 4, 2024 - January 10, 2025

ENCOMPASS MORE INVESTMENTS, LLC

BD
CRD#: 318438
Scottsdale, AZ
Past

August 12, 2021 - May 10, 2024

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

December 5, 2018 - August 8, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
PHOENIX, AZ
Past

May 2, 2018 - July 10, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
MESA, AZ
Past

January 16, 2015 - March 20, 2015

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SCOTTSDALE, AZ
Past

November 30, 2012 - May 9, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHANDLER, AZ
Past

October 18, 2012 - May 9, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHANDLER, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/13/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


EM
ENCOMPASS MORE INVESTMENTS, LLC
ENCOMPASS MORE INVESTMENTS, LLC

CRD#: 318438 / SEC#: , 8-70901

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
390 Diablo Road Suite #100, Danville, CA 94526
Mailing Address
390 Diablo Road Suite #100, Danville, CA 94526
Phone number
(925) 272-8850
Established
Nevada since 11/12/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ENCOMPASS MORE GROUP, INC.MEMBER
CHATTO, CHRISTOPHER MICHAELMANAGER, CCO, EXECUTIVE REP.6525630
SERRA, CARL ANTHONY IIIFINOP, PRINCIPAL FINANCIAL OFFICE, PRINCIPAL OPERATIONS OFFICER3179039

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ENCOMPASS MORE INVESTMENTS, LLC

CRD#: 318438

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