Yangwei Wu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yangwei Wu was a registered financial professional .
Yangwei is a previously registered financial professional and started their career in finance in 2012. Yangwei had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2012 - October 3, 2014
GLOBAL EMERGING CAPITAL GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL EMERGING CAPITAL GROUP, LLC
CRD#: 130120 / SEC#: , 8-66308
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BURGESS-GAY, CLAUDETTE YVONNE | CEO, CCO, CFO, FINOP | 2547910 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
