Virginia M. O'brien

MOBILE BAY WEALTH MANAGEMENT

Mobile, AL 36607

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CRD#: 6098917

Professional summary

Virginia Mcneil O'brien, who also goes by VIrginia Albright Mcneil, is a registered financial advisor currently at MOBILE BAY WEALTH MANAGEMENT, LLC located in Mobile, Alabama.

Virginia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Virginia has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Virginia Albright Mcneil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MOBILE BAY FINANCIAL SOLUTIONS, LLC; INVESTMENT RELATED; 1060 DAUPHIN ST., MOBILE, AL 36604; INSURANCE AGENCY; PARTNER; 6/2012; 80 HOURS/MONTH; 80 HOURS/TRADING. 2. MCNEIL CONSULTING, INC.; INVESTMENT RELATED; 4332 BOULEVARD PARK SOUTH, SUITE E, MOBILE, AL 36609; INSURANCE SALES; VICE PRESIDENT; 5/2014; 1 HOUR/MONTH; 0 HOUR/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Virginia Mcneil O'brien's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2024 - Present

MOBILE BAY WEALTH MANAGEMENT, LLC

Office #1: 22 Mobile Street N. Suite A, Mobile, AL 36607

RIA

CRD#: 324371

Mobile, AL

Past

January 4, 2017 - January 25, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Mobile, AL

Past

November 13, 2014 - January 6, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

MOBILE, AL

Past

October 3, 2012 - December 23, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MOBILE, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/30/2024)

IAR

Texas
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/2/2012

General Securities Representative Examination

Current Firm

MOBILE BAY WEALTH MANAGEMENT, LLC

CRD#: 324371 / SEC#:

Alabama

Registered Investment Advisory firm - (1/30/2024 Approved)

Texas

Registered Investment Advisory firm - (3/19/2024 Conditional Restricted)

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Contact information

Main Address

22 Mobile Street N. Suite A, Mobile, AL 36607

Mailing Address

Phone number

(251) 666-5000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	597
AUM (Assets Under Management)	$ 52,367,052

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Virginia M. O'brien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Virginia Mcneil O'brien's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOBILE BAY WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2014

Series 7

Date: 10/2/2012

Current Firm

MOBILE BAY WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOBILE BAY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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