EA
Edwin R. Ashton
ARETE FINANCIAL SOLUTIONS
GOODYEAR, AZ 85395
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CRD#: 6098575
EA
Professional summary
Edwin R Ashton is a registered financial advisor currently at ARETE FINANCIAL SOLUTIONS, LLC located in Goodyear, Arizona.
Edwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Edwin has worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am the sole member of Ashton Law, PLLC, a law firm in Goodyear, AZ. I have been a licensed attorney since October of 2011. My current practice focuses on Estate Planning, Probate and Business Transactional law. It is the intent that upon opening the RIA, my focus will be in law and as an investment advisory representative. Edwin Ashton is an Attorney at Arete Financial Solutions; Is the business investment related: No; Location of the business: 1626 N Litchfield Road Suite 170 Goodyear Arizona 85338; Description of the business: Business, Estate, and probate law office; Responsibilities Duties: Managing law office, drafting trusts, working on estate plans, forming businesses and LLCs; Start date with business: 2021-10-19; Hours per month devoted to business during trading hours: 30; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 100; Website address for the organization: https://aretefs.com/;
CRS (Client Relationship Summary) - RIA
Click below to view Edwin R Ashton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2021 - Present
ARETE FINANCIAL SOLUTIONS, LLC
Office #1: 2440 N Litchfield Rd Ste 210, Goodyear, AZ 85395RIA
CRD#: 314310
GOODYEAR, AZ
Past
December 4, 2012 - November 14, 2013
SCOTTSDALE CAPITAL ADVISORS CORP
BD
CRD#: 118786
SCOTTSDALE AZ, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AF
ARETE FINANCIAL SOLUTIONS, LLC
ARETE FINANCIAL SOLUTIONS, LLC | MLR PROFESSIONAL TAX SERVICES, LLC
CRD#: 314310 / SEC#:
Arizona
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Contact information
Main Address
1626 N. Litchfield Rd., Suite 170, Goodyear, AZ 85395
Mailing Address
Phone number
(623) 505-7141
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 149 |
| AUM (Assets Under Management) | $ 13,562,794 |
Red Flags
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Company Information
ARETE FINANCIAL SOLUTIONS, LLC
CRD#: 314310Goodyear, AZ 85395TRUST BUT VERIFY
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