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Edwin R Ashton

ARETE FINANCIAL SOLUTIONS
GOODYEAR, AZ
·CRD# 6098575·13 years experience

Professional Summary

Edwin R Ashton is a registered financial advisor currently at ARETE FINANCIAL SOLUTIONS, LLC located in Goodyear, Arizona. Edwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Edwin has worked at 2 firms and has passed the Series 65 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

ARETE FINANCIAL SOLUTIONS, LLC·CRD# 314310
RIA
2440 N Litchfield Rd Ste 210, Goodyear, AZ 85395
June 16, 2021 - Present
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
BD
Scottsdale Az, AZ
December 4, 2012 - November 14, 2013

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Current Firm

AF
ARETE FINANCIAL SOLUTIONS, LLC

ARETE FINANCIAL SOLUTIONS, LLC | MLR PROFESSIONAL TAX SERVICES, LLC

CRD#: 314310
Arizona
Registered Investment Advisory firm - Arizona (6/16/2021 Approved)

Contact Information

Main Address

1626 N. Litchfield Rd., Suite 170, Goodyear, AZ 85395

Phone Number

(623) 505-7141

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

243

AUM (Assets Under Management)

$18,923,248

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am the sole member of Ashton Law, PLLC, a law firm in Goodyear, AZ. I have been a licensed attorney since October of 2011. My current practice focuses on Estate Planning, Probate and Business Transactional law. It is the intent that upon opening the RIA, my focus will be in law and as an investment advisory representative. Edwin Ashton is an Attorney at Arete Financial Solutions; Is the business investment related: No; Location of the business: 1626 N Litchfield Road Suite 170 Goodyear Arizona 85338; Description of the business: Business, Estate, and probate law office; Responsibilities Duties: Managing law office, drafting trusts, working on estate plans, forming businesses and LLCs; Start date with business: 2021-10-19; Hours per month devoted to business during trading hours: 30; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 100; Website address for the organization: https://aretefs.com/;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(6/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2021About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Dec 2012About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Edwin R Ashton's CRS (Customer Relationship Summary).

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