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GN

Gregory J. Noone

BP SECURITIES
Bellevue, WA 98004
Some features on this profile are disabled
CRD#: 6098019
GN

Professional summary

Gregory John Noone is a registered financial professional currently at BP SECURITIES, LLC located in Bellevue, Washington.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2013. Gregory has worked at 2 firms and has passed the Series 63, SIE, Series 82, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory John Noone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 27, 2017 - Present

BP SECURITIES, LLC

Office #1: 11100 Ne 8th Street, Ste 400, Bellevue, WA 98004Office #2: 11100 Ne 8th Street, Suite 400, Bellevue, WA 98004
BD
CRD#: 288568
Bellevue, WA
Past

October 2, 2013 - February 19, 2016

EXVERE SECURITIES LLC

BD
CRD#: 166353
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oregon
(3/26/2018)
RR
Washington
(11/27/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 6/15/2017
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79
Date: 3/27/2013
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/10/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BP SECURITIES, LLC
BP SECURITIES, LLC

CRD#: 288568 / SEC#: , 8-69951

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
11100 Ne 8th Street, Suite 400, Bellevue, WA 98004
Mailing Address
11100 Ne 8th Street, Suite 400, Bellevue, WA 98004
Phone number
(425) 615-7075
Established
Washington since 03/27/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BERNTSON PORTER CORPORATE ADVISORY, LLCMEMBER
MEANS, RICHARD KIMBALL IIICHIEF FINANCIAL OFFICER4355269
NOONE, GREGORY JOHNCEO, CCO, MANAGER6098019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BP SECURITIES, LLC

CRD#: 288568Bellevue, WA 98004

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