Justin M. Smith

CHICAGO CAPITAL MANAGEMENT ADVISORS

Lisle, IL 60532

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CRD#: 6097789

Professional summary

Justin Matthew Smith is a registered financial advisor currently at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC located in Lisle, Illinois and AMERICAN TRUST INVESTMENT SERVICES, INC. located in Lisle, Illinois.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Justin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. First Exchange Financial LLC, Owner, Start date 03/25/2024, Investment Related, 40 hours/month, Can occur during market hours. 2. Real Estate agent, Sales agent, Start Date 03/25/2024, Investment Related, 40 hours/month, Can occur during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Matthew Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2020 - Present

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Office #1: 4722 Main Street, Lisle, IL 60532

RIA

CRD#: 123483

Lisle, IL

Current

May 13, 2020 - Present

AMERICAN TRUST INVESTMENT SERVICES, INC.

Office #1: 4722 Main Street, Lisle, IL 60532

CRD#: 3001

Lisle, IL

Past

July 5, 2018 - April 28, 2020

WESTPARK CAPITAL, INC.

RIA

CRD#: 39914

Newport Beach, CA

Past

August 31, 2016 - June 29, 2018

WESTPARK CAPITAL, INC.

RIA

CRD#: 39914

Newport Beach, CA

Past

August 31, 2016 - June 29, 2018

WESTPARK CAPITAL, INC.

CRD#: 39914

Newport Beach, CA

Past

March 17, 2015 - September 1, 2016

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

IRVINE, CA

Past

September 19, 2012 - September 1, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC

CRD#: 123483 / SEC#: 801-130438

RIA

Registered Investment Advisory firm - (6/12/2024 Approved)

Arizona

Registered Investment Advisory firm - (10/23/2024 Terminated)

California

Registered Investment Advisory firm - (11/22/2024 Terminated)

Colorado

Registered Investment Advisory firm - (10/24/2024 Terminated)

Florida

Registered Investment Advisory firm - (10/23/2024 Terminated)

Illinois

Registered Investment Advisory firm - (10/23/2024 Terminated)

Indiana

Registered Investment Advisory firm - (11/1/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (10/25/2024 Terminated)

Maryland

Registered Investment Advisory firm - (5/10/2024 Terminated)

Michigan

Registered Investment Advisory firm - (11/4/2024 Terminated)

New York

Registered Investment Advisory firm - (9/30/2004 Cancelled)

North Carolina

Registered Investment Advisory firm - (10/25/2024 Terminated)

Oregon

Registered Investment Advisory firm - (10/23/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/24/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/23/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(6/19/2024)

California
(5/13/2020)

IAR

California
(10/27/2020)

IAR

Colorado
(6/13/2024)

Illinois
(5/13/2020)

Kentucky
(5/21/2020)

New Jersey
(5/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC

CRD#: 123483 / SEC#: 801-130438

RIA

Registered Investment Advisory firm - (6/12/2024 Approved)

Arizona

Registered Investment Advisory firm - (10/23/2024 Terminated)

California

Registered Investment Advisory firm - (11/22/2024 Terminated)

Colorado

Registered Investment Advisory firm - (10/24/2024 Terminated)

Florida

Registered Investment Advisory firm - (10/23/2024 Terminated)

Illinois

Registered Investment Advisory firm - (10/23/2024 Terminated)

Indiana

Registered Investment Advisory firm - (11/1/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (10/25/2024 Terminated)

Maryland

Registered Investment Advisory firm - (5/10/2024 Terminated)

Michigan

Registered Investment Advisory firm - (11/4/2024 Terminated)

New York

Registered Investment Advisory firm - (9/30/2004 Cancelled)

North Carolina

Registered Investment Advisory firm - (10/25/2024 Terminated)

Oregon

Registered Investment Advisory firm - (10/23/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/24/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/23/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/23/2024 Terminated)

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Contact information

Main Address

4722 Main Street, Lisle, IL 60532

Mailing Address

Phone number

(630) 241-1122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	560
AUM (Assets Under Management)	$ 122,346,642

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Justin M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Matthew Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN TRUST INVESTMENT SERVICES, INC.

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

Primary Firm SEC Registration

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2014

Series 63

Date: 7/20/2013

SIE

Date: 6/29/2018

Series 7

Date: 9/17/2012

FINRA

Current Firm

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

TRUST BUT VERIFY

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