Marcus Minsky

SOFI WEALTH LLC

Aston, PA

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CRD#: 6097779

Professional summary

Marcus Minsky, CFP®, ChFC®, who also goes by Marcus Elijah Minsky, is a registered financial advisor currently at SOFI WEALTH LLC located in Aston, Pennsylvania and SOFI SECURITIES LLC located in San Francisco, California.

Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Marcus has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcus Elijah Minsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; NAR Realtor whether the business is investment-related; no the address of the other business; real estate the nature of the other business; Meeting with prospective buyers/sellers. Showing houses. Closings. Real Estate Agent/Realtor. your position; realtor title, or relationship with the other business; realtor the start date of your relationship; 1/1/2023 the approximate number of hours/month you devote to the other business; 3 the number of hours you devote to the other business during securities trading hours; none and briefly describe your duties relating to the other business; Meeting with prospective buyers/sellers. Showing houses. Closings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Minsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

Experience

Current

March 8, 2018 - Present

SOFI WEALTH LLC

RIA

CRD#: 167958

Aston, PA

Current

March 8, 2018 - Present

SOFI SECURITIES LLC

Office #1: 234 1st Street, San Francisco, CA 94105

CRD#: 151717

San Francisco, CA

Past

November 16, 2015 - March 6, 2018

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Wilmington, DE

Past

November 6, 2015 - March 6, 2018

CAPITAL ONE INVESTING, LLC

CRD#: 45744

MCLEAN, VA

Past

February 4, 2015 - July 8, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

KNG OF PRUSSIA, PA

Past

February 4, 2015 - July 8, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

KNG OF PRUSSIA, PA

Past

August 1, 2013 - December 15, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PHILADELPHIA, PA

Past

August 1, 2013 - December 15, 2014

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PHILADELPHIA, PA

Past

December 13, 2012 - July 16, 2013

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

PHILADELPHIA, PA

Past

November 15, 2012 - July 16, 2013

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(1/8/2020)

Pennsylvania
(11/28/2022)

IAR

Texas
(1/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

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Contact information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

Phone number

(855) 525-7634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOFI WEALTH ADV PART 2A (2/27/2025)

SOFI WEALTH ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	279,216
AUM (Assets Under Management)	$ 1,475,104,376

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcus Minsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Minsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOFI SECURITIES LLC

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

SOFI WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2012

FINRA

Current Firm

SOFI WEALTH LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOFI WEALTH LLC

TRUST BUT VERIFY

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