Brandon Rolle

LOOP CAPITAL MARKETS LLC

Cleveland, OH 44114

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CRD#: 6097706

Professional summary

Brandon Rolle is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Cleveland, Ohio.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 2015. Brandon has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Rolle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2025 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 600 Superior Ave. East Fifth Third Building; Suite 1300, Cleveland, OH 44114

RIA

CRD#: 43098

Cleveland, OH

Past

April 23, 2025 - September 5, 2025

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

February 15, 2022 - April 22, 2025

D.A. DAVIDSON & CO.

CRD#: 199

INDEPENDENCE, OH

Past

February 27, 2019 - March 22, 2022

NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109

CLEVELAND, OH

Past

September 28, 2015 - February 21, 2019

LONGBOW SECURITIES, LLC

CRD#: 135738

INDEPENDENCE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/6/2025)

Ohio
(10/14/2025)

Exams

State Security Law Exam

Series 63

Date: 10/19/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 3/14/2016

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 11/23/2015

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/28/2015

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois

Registered Investment Advisory firm - SEC (4/4/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
LOOP CAPITAL, LLC	OWNER
BERKELEY, STEPHEN SIDNEY	REGULATORY COUNSEL AND CCO	5616433
LUPKIN, IRA ADAM	CHIEF FINANCIAL OFFICER	4463446
REYNOLDS, JAMES JR.	CHIEF EXECUTIVE OFFICER	1162337
SULLIVAN, ANTHONY	CHIEF OPERATING OFFICER	5995264

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon Rolle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Rolle's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEAPORT GLOBAL SECURITIES LLC

D.A. DAVIDSON & CO.

NORTHCOAST RESEARCH PARTNERS, LLC

LONGBOW SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/2015

SIE

Date: 10/1/2018

Series 86

Date: 3/14/2016

Series 87

Date: 11/23/2015

Series 7

Date: 9/28/2015

FINRA

Nasdaq Stock Market

Current Firm

LOOP CAPITAL MARKETS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LOOP CAPITAL MARKETS LLC

TRUST BUT VERIFY

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