Brian D. Mitts
Professional summary
Brian Dale Mitts was a registered financial professional .
Brian is registered as a RR (Registered Representative) and started their career in finance in 2012. Brian had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2026 - Present
Office #1: 5950 Berkshire Ln, Suite 360, Dallas, TX 75225Office #2: 5950 Berkshire Ln, Suite 360, Dallas, TX 75225
July 14, 2014 - March 2, 2018
NEXBANK SECURITIES INC
November 20, 2013 - May 13, 2025
NEXPOINT SECURITIES, INC.
August 2, 2012 - December 31, 2013
NEXBANK SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 7/25/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current firm
No current employment
Red Flags
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Company Information
No current employment
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