Matthew D. Staffieri

ROVIN CAPITAL

Lehi, UT 84043

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CRD#: 6097488

Professional summary

Matthew Ds Staffieri, who also goes by Matthew Dana Staffieri, Matthew Spencer Staffieri, is a registered financial advisor currently at ROVIN CAPITAL located in Lehi, Utah.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Dana Staffieri | Matthew Spencer Staffieri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President; Artegius Capital, Inc.; Investment related: Yes; Location of the business: 53 W 650 N Lindon UT 84042 USA; Description of the business: Investment Firm; Responsibilities Duties: Fund Management ; Start date with business: 2022-09-01; Hours per month devoted to business during trading hours: 30; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 100;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ds Staffieri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2014 - Present

ROVIN CAPITAL

Office #1: 2801 N. Thanksgiving Way Suite 190, Lehi, UT 84043

RIA

CRD#: 152662

Lehi, UT

Past

November 1, 2013 - May 16, 2017

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

MESA, AZ

Past

June 27, 2013 - May 16, 2017

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROVIN CAPITAL

FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL

CRD#: 152662 / SEC#: 801-71109

RIA

Registered Investment Advisory firm - (2/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2013

General Securities Representative Examination

Current Firm

ROVIN CAPITAL

FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL

CRD#: 152662 / SEC#: 801-71109

RIA

Registered Investment Advisory firm - (2/24/2010 Approved)

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Contact information

Main Address

1 N. Macdonald Suite 201, Mesa, AZ 85201

Mailing Address

P.o. Box 31840, Mesa, AZ 85275

Phone number

(480) 739-2110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR ROVIN CAPITAL (6/5/2025)

Regulatory assets under management

Total Number of Accounts	2,034
AUM (Assets Under Management)	$ 710,734,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew D. Staffieri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Ds Staffieri's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROVIN CAPITAL

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

ROVIN CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2013

SIE

Date: 5/16/2017

Series 7

Date: 6/27/2013

Current Firm

ROVIN CAPITAL

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROVIN CAPITAL

TRUST BUT VERIFY

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