Brandon X. Schwan

FRAGASSO FINANCIAL ADVISORS

Sewickley, PA 15143

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CRD#: 6097464

Professional summary

Brandon Xavier Schwan, CFP®, CPWA® is a registered financial advisor currently at FRAGASSO FINANCIAL ADVISORS located in Sewickley, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Sewickley, Pennsylvania.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Brandon has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FRAGASSO FINANCIAL ADVISORS. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143. DBA NAME. FINANCAL ADVISOR. 160 HOURS/MO; 130 DURING TRADING HOURS. 2) FRAGASSO FINANCIAL ADVISORS. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143. REGISTERED INVESTMENT ADVISOR. FINANCIAL ADVISOR. 120 HOURS/MO; 100 DURING TRADING HOURS. 3) INDEPENDENT INSURANCE AGENT. 2200 GEORGETOWN DRIVE, SUITE 302, SEWICKLEY, PA 15143. 5 HOURS/MO; 2 DURING TRADING HOURS. 4) FRIENDSHIP PERK & BREW. 300 S PACIFIC AVE, PITTSBURGH, PA. RESTURANT. BOOKKEEPER. LOG INVOICES IN QUICKBOOKS. 15-20 HOURS/MO; 0 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Xavier Schwan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

CPWA^®

Certified Private Wealth Advisor

Start date: 2019-11-11

Expire date: 2023-10-31

Experience

Current

May 31, 2013 - Present

FRAGASSO FINANCIAL ADVISORS

Office #1: 2200 Georgetown Drive Suite 302, Sewickley, PA 15143

RIA

CRD#: 123255

Sewickley, PA

Current

August 2, 2018 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2200 Georgetown Drive Suite 302, Sewickley, PA 15143

RIA

CRD#: 120222

Sewickley, PA

Past

March 22, 2013 - March 3, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

PITTSBURGH, PA

Past

January 7, 2013 - August 2, 2018

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRAGASSO FINANCIAL ADVISORS

CRD#: 123255 / SEC#: 801-77097

RIA

Registered Investment Advisory firm - (9/12/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/19/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/2/2018)

Kansas
(1/5/2022)

Maryland
(1/11/2022)

Massachusetts
(5/19/2022)

IAR

Pennsylvania
(5/31/2013)

Pennsylvania
(8/2/2018)

South Carolina
(2/20/2024)

Tennessee
(9/27/2021)

IAR

Texas
(8/22/2015)

Texas
(8/2/2018)

Vermont
(1/2/2025)

Virginia
(8/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FRAGASSO FINANCIAL ADVISORS

CRD#: 123255 / SEC#: 801-77097

RIA

Registered Investment Advisory firm - (9/12/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/19/2012 Terminated)

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Contact information

Main Address

2200 Georgetown Drive Suite 302, Sewickley, PA 15143

Mailing Address

Phone number

(412) 227-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	5,442
AUM (Assets Under Management)	$ 2,422,371,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brandon X. Schwan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Xavier Schwan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

FRAGASSO FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2013

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2013

Series 24

Date: 3/14/2019

FINRA

Current Firm

FRAGASSO FINANCIAL ADVISORS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRAGASSO FINANCIAL ADVISORS

TRUST BUT VERIFY

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