Nathan A. Roozee
Professional summary
Nathan Allan Roozee was a registered financial advisor .
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nathan had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2025 - Present
Office #1: 1 Sansome Street Suite 1400-100a, San Francisco, CA 94104
March 31, 2025 - September 11, 2025
STRATEGIC ADVISERS LLC
March 24, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 21, 2023 - September 11, 2025
FIDELITY BROKERAGE SERVICES LLC
October 15, 2014 - January 31, 2023
HARRISDIRECT LLC
October 15, 2014 - January 31, 2023
E*TRADE SECURITIES LLC
September 7, 2012 - May 14, 2014
MORGAN STANLEY
August 10, 2012 - May 14, 2014
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2025)
(10/20/2025)
Exams
Current firm
No current employment
Red Flags
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