Walter R. Hammond

CEDAR VALLEY CAPITAL LLC

ROSWELL, GA 30076

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CRD#: 6096361

Professional summary

Walter Robert Hammond H, who also goes by Walt Hammond, Walter Robert Hammond, Walter Robert House Hammond III, is a registered financial advisor currently at CEDAR VALLEY CAPITAL LLC located in Roswell, Georgia and SUPREME ALLIANCE LLC located in Charlotte, North Carolina.

Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Walter has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Walt Hammond | Walter Robert Hammond | Walter Robert House Hammond Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Rental Property; Investment related; Real estate; Owner; Charlotte NC; 02/2017; 0,0. 2. Supreme Alliance, LLC; investment related: Yes; Location of the business: Charlotte, NC; Description of the business: SEC Registered Broker Dealer; Position Title: Registered Rep; Responsibilities Duties: Securities, insurance product sales and advice for clients of Cedar Valley Capital; Start date with business: 2020-08-29; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 10. 3. Cedar Valley Capital; Principal/owner; 140 hours per month; provide investment management and financial planning to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Robert Hammond H's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2019 - Present

CEDAR VALLEY CAPITAL LLC

Office #1: 875 Old Roswell Rd Suite G100, Roswell, GA 30076

RIA

CRD#: 306303

ROSWELL, GA

Current

August 29, 2020 - Present

SUPREME ALLIANCE LLC

Office #1: 14804 Resolves Lane, Charlotte, NC 28277

RIA

CRD#: 45348

Charlotte, NC

Past

October 29, 2013 - April 15, 2019

MORGAN STANLEY

RIA

CRD#: 149777

CHARLOTTE, NC

Past

October 2, 2013 - April 15, 2019

MORGAN STANLEY

CRD#: 149777

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(6/29/2021)

Georgia
(9/8/2021)

IAR

Georgia
(11/2/2021)

IAR

New Mexico
(12/17/2021)

IAR

North Carolina
(12/17/2019)

North Carolina
(9/9/2020)

IAR

Texas
(3/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CEDAR VALLEY CAPITAL LLC

CEDAR VALLEY CAPITAL | CEDAR VALLEY CAPITAL LLC

CRD#: 306303 / SEC#:

Florida

Registered Investment Advisory firm - (6/29/2021 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2021 Approved)

New Mexico

Registered Investment Advisory firm - (12/14/2021 Approved)

North Carolina

Registered Investment Advisory firm - (12/13/2019 Approved)

Texas

Registered Investment Advisory firm - (3/3/2020 Approved)

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Contact information

Main Address

875 Old Roswell Rd Suite G100, Roswell, GA 30076

Mailing Address

Phone number

(404) 905-5204

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 45,291,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Walter R. Hammond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Robert Hammond H's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEDAR VALLEY CAPITAL LLC

SUPREME ALLIANCE LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2013

FINRA

Current Firm

CEDAR VALLEY CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CEDAR VALLEY CAPITAL LLC

TRUST BUT VERIFY

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