Randy G. Humphreys
Professional summary
Randy Glynn Humphreys II, who also goes by Randy G. Humphreys II, Randy Glynn Humphreys, Randy Humphreys, is a registered financial advisor currently at GLYNN CAPITAL ADVISORS located in Dallas, Texas.
Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Randy has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randy Glynn Humphreys II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
GLYNN CAPITAL ADVISORS
May 14, 2014 - August 31, 2021
CITIGROUP GLOBAL MARKETS INC.
September 5, 2013 - May 6, 2014
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/1/2024)
Exams
Series 79TO
Date: 1/19/2024
Investment Banking Registered Representative ExaminationCurrent Firm
GLYNN CAPITAL ADVISORS
CRD#: 333129 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 9,250,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
