SP
Samuel R. Pollack
NEWARK, NJ 07105
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CRD#: 6096177
SP
Professional summary
Samuel Robert Pollack was a registered financial advisor .
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Samuel had worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2025 - Present
Office #1: 3 Penn Plaza East, Newark, NJ 07105
NEWARK, NJ
Past
September 2, 2022 - October 18, 2023
GREENHILL & CO., LLC
BD
CRD#: 40290
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(10/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 9/2/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
Current firm
No current employment
Red Flags
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