Connor F. Murphy

CACHETECH

Logan, UT 84321

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CRD#: 6095950

Professional summary

Connor Francis Murphy is a registered financial advisor currently at CACHETECH located in Logan, Utah.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Connor has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Francis Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2024 - Present

CACHETECH

Office #1: 701 S Main St Ste 400, Logan, UT 84321

RIA

CRD#: 327688

Logan, UT

Past

March 8, 2022 - February 6, 2024

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

RIA

CRD#: 106753

Lone Tree, CO

Past

January 2, 2018 - March 8, 2022

CHARLES SCHWAB INVESTMENT ADVISORY, INC

RIA

CRD#: 151739

Lone Tree, CO

Past

May 12, 2017 - January 2, 2018

SCHWAB WEALTH INVESTMENT ADVISORY, INC.

RIA

CRD#: 173455

LONE TREE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CACHETECH

CRD#: 327688 / SEC#: 801-128689

RIA

Registered Investment Advisory firm - (9/8/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(3/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2017

Uniform Investment Adviser Law Examination

Current Firm

CACHETECH

CRD#: 327688 / SEC#: 801-128689

RIA

Registered Investment Advisory firm - (9/8/2023 Approved)

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Contact information

Main Address

701 S Main St Ste 400, Logan, UT 84321

Mailing Address

Phone number

(435) 752-1702

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CACHETECH ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	734
AUM (Assets Under Management)	$ 671,656,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor F. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Francis Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CACHETECH

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

CHARLES SCHWAB INVESTMENT ADVISORY, INC

SCHWAB WEALTH INVESTMENT ADVISORY, INC.

Primary Firm SEC Registration

CACHETECH

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2017

Current Firm

CACHETECH

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CACHETECH

TRUST BUT VERIFY

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