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TI

Thomas J. Intorcio

FORIS CAPITAL US LLC
Portsmouth, NH
Some features on this profile are disabled
CRD#: 6095925
TI

Professional summary

Thomas James Intorcio, who also goes by Thomas Intorcio, is a registered financial professional currently at FORIS CAPITAL US LLC located in Portsmouth, New Hampshire.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2012. Thomas has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas Intorcio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: South Sabre Capital LLC Investment related: No Address: Manchester NH 03102 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is a multi family rental property

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas James Intorcio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2024 - Present

FORIS CAPITAL US LLC

BD
CRD#: 282331
Portsmouth, NH
Past

November 20, 2023 - August 24, 2024

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Salem, NH
Past

November 20, 2023 - August 24, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Salem, NH
Past

May 25, 2023 - October 19, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
Manchester, NH
Past

May 24, 2023 - October 19, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
Manchester, NH
Past

July 13, 2018 - January 12, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

March 23, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
MERRIMACK, NH
Past

September 18, 2012 - January 10, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/8/2025)
RR
Alaska
(1/8/2025)
RR
Arizona
(12/22/2024)
RR
Arkansas
(1/8/2025)
RR
California
(12/22/2024)
RR
Colorado
(12/22/2024)
RR
Connecticut
(1/8/2025)
RR
Delaware
(1/8/2025)
RR
District of Columbia
(1/8/2025)
RR
Florida
(12/22/2024)
RR
Georgia
(1/8/2025)
RR
Hawaii
(1/8/2025)
RR
Idaho
(1/8/2025)
RR
Illinois
(1/8/2025)
RR
Indiana
(1/8/2025)
RR
Iowa
(1/8/2025)
RR
Kansas
(1/8/2025)
RR
Kentucky
(1/8/2025)
RR
Louisiana
(12/22/2024)
RR
Maine
(1/8/2025)
RR
Maryland
(1/8/2025)
RR
Massachusetts
(1/8/2025)
RR
Michigan
(1/8/2025)
RR
Minnesota
(1/8/2025)
RR
Mississippi
(1/8/2025)
RR
Missouri
(1/8/2025)
RR
Montana
(1/8/2025)
RR
Nebraska
(1/8/2025)
RR
Nevada
(1/8/2025)
RR
New Hampshire
(11/21/2024)
RR
New Jersey
(12/22/2024)
RR
New Mexico
(1/8/2025)
RR
New York
(1/8/2025)
RR
North Carolina
(1/8/2025)
RR
North Dakota
(1/8/2025)
RR
Ohio
(12/26/2024)
RR
Oklahoma
(1/8/2025)
RR
Oregon
(1/8/2025)
RR
Pennsylvania
(12/22/2024)
RR
Puerto Rico
(1/8/2025)
RR
Rhode Island
(1/8/2025)
RR
South Carolina
(1/8/2025)
RR
South Dakota
(1/8/2025)
RR
Tennessee
(1/8/2025)
RR
Texas
(1/8/2025)
RR
Utah
(12/22/2024)
RR
Vermont
(1/8/2025)
RR
Virgin Islands
(1/8/2025)
RR
Virginia
(1/8/2025)
RR
Washington
(12/22/2024)
RR
West Virginia
(1/8/2025)
RR
Wisconsin
(1/8/2025)
RR
Wyoming
(1/8/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/16/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/28/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/10/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FORIS CAPITAL US LLC
FORIS CAPITAL US LLC | WATCHDOG CAPITAL, LLC

CRD#: 282331 / SEC#: , 8-69712

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
210 Commerce Way Suite 220, Portsmouth, NH 03801
Mailing Address
210 Commerce Way Suite 220, Portsmouth, NH 03801
Phone number
(603) 956-5649
Established
Georgia since 11/02/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORIS DAX MARKETS, INC.MEMBER
FIALA, ANGELA MARIAFINOP/PFO/POO5163386
MATHEWS, RENOCCO7040844
OCONNELL, MICHAEL PATRICKCEO1943113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORIS CAPITAL US LLC

CRD#: 282331Portsmouth, NH

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