Carlton E. Burton
Professional summary
Carlton Eugene Burton was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Carlton is a previously registered financial professional and started their career in finance in 2014. Prior to being barred, Carlton had worked at 2 firms, which includes THE RETIREMENT PLANNERS USA LLC, SILVER OAK SECURITIES INCORPORATED.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2015 - December 4, 2015
THE RETIREMENT PLANNERS, USA, LLC
October 14, 2014 - December 4, 2015
SILVER OAK SECURITIES, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THE RETIREMENT PLANNERS, USA, LLC
CRD#: 152870 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 404 |
| AUM (Assets Under Management) | $ 54,208,682 |
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