Steven P. Maher

COOL CREEK FINANCIAL

Lancaster, PA

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CRD#: 6094987

Professional summary

Steven Patrick Maher, who also goes by Steven P Maher, is a registered financial advisor currently at COOL CREEK FINANCIAL located in Lancaster, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Steven has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven P Maher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/12/2014 - EVERLASTING IMAGE PRODUCTIONS - FILM AND TELEVISION PRODUCTION - LANCASTER, PA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Patrick Maher's CRS (Customer Relationship Summary).

LPL FINANCIAL LLC

CRD#: 6413

LANCASTER, PA

Past

July 14, 2014 - December 3, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

LANCASTER, PA

Past

November 14, 2012 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

LANCASTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/1/2024)

IAR

Pennsylvania
(9/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2012

General Securities Representative Examination

Current Firm

COOL CREEK FINANCIAL

COOL CREEK FINANCIAL | COOL CREEK FINANCIAL, LLC

CRD#: 323167 / SEC#:

Florida

Registered Investment Advisory firm - (5/1/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

Lancaster, PA

Mailing Address

Phone number

(717) 989-2935

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	193
AUM (Assets Under Management)	$ 23,792,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven P. Maher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Patrick Maher's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOMANI WEALTH, LLC

EHD ADVISORY SERVICES, INC.

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2014

Series 63

Date: 6/24/2013

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2012

Current Firm

COOL CREEK FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COOL CREEK FINANCIAL

TRUST BUT VERIFY

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