Samuel W. Newland

LIGHTHOUSE INVESTMENT ADVISORS

Canton, GA

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CRD#: 6094864

Professional summary

Samuel Wayne Newland, CFP® is a registered financial advisor currently at LIGHTHOUSE INVESTMENT ADVISORS, INC. located in Canton, Georgia.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Samuel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lighthouse Financial, Inc.-Owner/Insurance Agent since 07/2017-life, health, annunity sales-investment related-48 hrs/mo-investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Wayne Newland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

June 10, 2016 - Present

LIGHTHOUSE INVESTMENT ADVISORS, INC.

RIA

CRD#: 283787

Canton, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/10/2016)

IAR

Texas
(7/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2016

Uniform Investment Adviser Law Examination

Current Firm

LIGHTHOUSE INVESTMENT ADVISORS, INC.

CRD#: 283787 / SEC#:

Georgia

Registered Investment Advisory firm - (6/10/2016 Approved)

Texas

Registered Investment Advisory firm - (7/31/2023 Conditional Restricted)

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Contact information

Main Address

Canton, GA

Mailing Address

Phone number

(404) 692-5943

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 21,357,645

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel W. Newland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Wayne Newland's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2016

Current Firm

LIGHTHOUSE INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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