Craig D. Hooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Douglas Hooper, who also goes by Craig Hooper, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2019. Craig had worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2024 - June 1, 2026
ATLANTIC - PACIFIC CAPITAL, INC.
September 9, 2021 - September 25, 2023
MVISION PRIVATE EQUITY ADVISERS USA LLC
July 8, 2021 - September 1, 2021
FORESIDE FINANCIAL SERVICES, LLC
January 8, 2019 - April 24, 2020
STORMHARBOUR SECURITIES LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/28/2018
General Securities Representative ExaminationCurrent Firm
ATLANTIC - PACIFIC CAPITAL, INC.
CRD#: 38356 / SEC#: , 8-48198
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
