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CH

Craig D. Hooper

ATLANTIC - PACIFIC CAPITAL
New York, NY 10022
Some features on this profile are disabled
CRD#: 6094507
CH

Professional summary

Craig Douglas Hooper, who also goes by Craig Hooper, is a registered financial professional currently at ATLANTIC - PACIFIC CAPITAL, INC. located in New York, New York.

Craig is registered as a RR (Registered Representative) and started their career in finance in 2019. Craig has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Craig Hooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Douglas Hooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2024 - Present

ATLANTIC - PACIFIC CAPITAL, INC.

Office #1: 444 Madison Avenue 34th Floor, New York, NY 10022
BD
CRD#: 38356
New York, NY
Past

September 9, 2021 - September 25, 2023

MVISION PRIVATE EQUITY ADVISERS USA LLC

BD
CRD#: 122242
NEW YORK, NY
Past

July 8, 2021 - September 1, 2021

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Boston, MA
Past

January 8, 2019 - April 24, 2020

STORMHARBOUR SECURITIES LP

BD
CRD#: 35997
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/9/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/25/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/28/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/8/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

A-
ATLANTIC - PACIFIC CAPITAL, INC.
ATLANTA - PACIFIC CAPITAL, INC. | ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356 / SEC#: , 8-48198

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Dock Street Suite 404, Stamford, CT 06902
Mailing Address
One Dock Street Suite 404, Stamford, CT 06902
Phone number
(203) 862-9182
Established
Delaware since 02/09/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MANLEY, JAMES EDWARDCHAIRMAN1414509
BOSSONE, ANTHONYCHIEF FINANCIAL OFFICER, PARTNER3269438
BOSSONE, ANTHONYCHIEF COMPLIANCE OFFICER3269438
ELKHATIB, RAED JAMALPRESIDENT AND CHIEF EXECUTIVE OFFICER5124082

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356New York, NY 10022

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