EC
Eric Cook
ARCHER INVESTMENT
Aurora, CO
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CRD#: 6094006
EC
Professional summary
Eric Cook is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Aurora, Colorado.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Eric has worked at 3 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Barker Financial Services~'NIR'~7921 South Park Plaza, Ste 105~Littleton~CO~80120~Tax Preparation/Accounting~Tax Preparation/Accounting~3/1/2011~20hrs~0hrs~provide tax prep services|Eric Scott Inc~'NIR'~14812 E Navarro Pl~Aurora~CO~80014~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2007~160hrs~100hrs~Provide tax prep services|Transportation Resource Management~'NIR'~14812 E. Navarro Place~Aurora~CO~80014~Business Manager~Partner/General Partner~9/30/2014~10hrs~0hrs~Office and Management|
Associate Real Estate Broker
HSCK LLC dba HomeSmart Cherry Creek
8300 East Maplewood Avenue, Suite 100 Greenwood Village, CO 80111
Started May 2017, 10 Hours/month
CRS (Client Relationship Summary) - RIA
Click below to view Eric Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2019 - Present
ARCHER INVESTMENT CORPORATION
RIA
CRD#: 136403
Aurora, CO
Past
January 26, 2018 - February 23, 2018
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Aurora, CO
Past
July 30, 2014 - February 23, 2018
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Aurora, CO
Past
November 16, 2012 - May 22, 2014
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
AURORA, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/5/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
ARCHER INVESTMENT CORPORATION
ACCUPRO FINANCIAL SERVICES | WALKER WEALTH MANAGEMENT | TRANSITIONS FINANCIAL INDIANA | SULLIVAN WEALTH MANAGEMENT | PATTON & ASSOCIATES, LLC | NEWTON WEALTH MANAGEMENT | LAKE WEALTH MANAGEMENT | ARCHER INVESTMENT CORPORATION
CRD#: 136403 / SEC#: 801-64607
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11711 N. College Ave Suite 200, Carmel, IN 46032
Mailing Address
Phone number
(317) 581-5664
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,640 |
| AUM (Assets Under Management) | $ 900,511,000 |
Red Flags
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