Ralph J. Angeline
Professional summary
Ralph Joseph Angeline was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ralph is a previously registered financial professional and started their career in finance in 1968. Prior to being barred, Ralph had worked at 7 firms, which includes MONROE PARKER SECURITIES INC., RYAN BECK & CO., TUCKER ANTHONY INCORPORATED, MOSELEY SECURITIES CORPORATION, MOSELEY HALLGARTEN & ESTABROOK INC, MERRILL LYNCH PIERCE FENNER & SMITH INC., ADVEST INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1994 - January 8, 1998
MONROE PARKER SECURITIES, INC.
August 12, 1991 - August 24, 1993
RYAN BECK & CO.
August 15, 1984 - April 3, 1990
TUCKER ANTHONY INCORPORATED
February 23, 1979 - August 21, 1984
MOSELEY SECURITIES CORPORATION
November 3, 1976 - February 23, 1979
MOSELEY, HALLGARTEN & ESTABROOK INC
September 14, 1972 - December 18, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
September 18, 1968 - June 8, 1971
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 9/11/1968
Registered Representative ExaminationCurrent Firm
MONROE PARKER SECURITIES, INC.
CRD#: 31204 / SEC#: , 8-45435
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
