Alberto Espanol Rodriguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alberto Espanol Rodriguez was a registered financial professional .
Alberto is a previously registered financial professional and started their career in finance in 2015. Alberto had worked at 1 firm and has passed the Series 65 exam.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2015 - March 23, 2020
SANTANDER ASSET MANAGEMENT
State Registrations and Notice Filings
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Current Firm
SANTANDER ASSET MANAGEMENT
CRD#: 109399 / SEC#: 801-56797
Contact information
Red Flags
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