Ryan D. O'connell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Durkin O'connell, who also goes by O'connell Durkin Ryan Durkin, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2012. Ryan had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2016 - July 23, 2018
LEUCADIA ASSET MANAGEMENT LLC
July 8, 2016 - July 23, 2018
JEFFERIES LLC
April 8, 2015 - July 19, 2016
J.P. MORGAN SECURITIES LLC
October 3, 2014 - July 19, 2016
J.P. MORGAN SECURITIES LLC
September 30, 2013 - November 19, 2013
NATIONAL SECURITIES CORPORATION
December 14, 2012 - October 14, 2013
HFP CAPITAL MARKETS LLC
Primary Firm SEC Registration
LEUCADIA ASSET MANAGEMENT LLC
CRD#: 121767 / SEC#: 801-61698
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEUCADIA ASSET MANAGEMENT LLC
CRD#: 121767 / SEC#: 801-61698
Contact information
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 4,042,872,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
