Collin S. Adams

RIDGE CAPITAL MANAGEMENT

JOHN CREEK, GA 30097

CRD#: 6093012

Some features on this profile are disabled

Professional summary

Collin Scott Adams is a registered financial advisor currently at RIDGE CAPITAL MANAGEMENT, LLC located in John Creek, Georgia and CETERA ADVISORS LLC located in Johns Creek, Georgia.

Collin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Collin has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Scott Adams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2016 - Present

RIDGE CAPITAL MANAGEMENT, LLC

Office #1: 6455 East Johns Crossing Suite 300, John Creek, GA 30097

RIA

CRD#: 127200

JOHN CREEK, GA

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 6455 East Johns Xing Suite 300, Johns Creek, GA 30097

CRD#: 10299

Johns Creek, GA

Past

October 16, 2018 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIDGE CAPITAL MANAGEMENT, LLC

RIDGE CAPITAL MANAGEMENT | S.J. ADAMS & CO. LLC | RIDGE CAPITAL MANAGEMENT, LLC

CRD#: 127200 / SEC#: 801-123375

RIA

Registered Investment Advisory firm - (3/8/2022 Approved)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Illinois

Registered Investment Advisory firm - (4/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(6/28/2016)

Georgia
(9/8/2022)

Illinois
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/3/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/25/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RIDGE CAPITAL MANAGEMENT, LLC

RIDGE CAPITAL MANAGEMENT | S.J. ADAMS & CO. LLC | RIDGE CAPITAL MANAGEMENT, LLC

CRD#: 127200 / SEC#: 801-123375

RIA

Registered Investment Advisory firm - (3/8/2022 Approved)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Illinois

Registered Investment Advisory firm - (4/12/2022 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5900 Windward Parkway Suite 120, Alpharetta, GA 30005

Mailing Address

Phone number

(770) 516-7747

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIDGE CAPITAL MANAGEMENT LLC FORM ADV PART 2A BROCHURE MARCH 28, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 167,111,785

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

George Mauser

ATLAS INVESTMENT ADVISORS

IAR

ALPHARETTA, GA

Dena Wilhoit

STATE FARM INVESTMENT MANAGEMENT CORP.

IAR

GRAYSON, KY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Collin S. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Scott Adams's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

RIDGE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/2018

Series 65

Date: 6/25/2016

SIE

Date: 10/17/2018

Series 7

Date: 10/16/2018

FINRA

Current Firm

RIDGE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIDGE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors